Finance and Trading Law Services
When it comes to regulation, finance and trading law in the financial sector, there is little room for error, and the consequences can be serious. The Convex Legal team can help traders, funds, investment advisors, broker-dealers, and growing companies navigate the legal complexities of securities and raising capital. Convex Legal also understands the demands placed on compliance teams and can provide an outside, in-house role.
Convex Legal can help with:
- Compliance and regulations
- Investor agreements
- Private placements, crowdfunding, Reg A+
- Money transmission
- Company formation and structure
- Employment and independent contractor agreements
- Non-disclosure, non-compete, and non-solicitation agreements
- Intellectual property protection
- Outside general counsel
- Arbitration
- SEC and CFTC regulatory inquiries and investigations
Our clients include:
- Companies raising capital
- Traders & trading firms
- Hedge funds
- Blockchain and cryptocurrency businesses
- Companies raising capital
Request a consultation
If you are looking for legal counsel for securities, finance, or trading, Convex Legal can help. Fill out our consultation form below and we'll be in touch with you shortly to set up a call.